Wednesday , September 27 2023

Barclays Jobs in London – PB BOC

Website Barclays

Job Description:

As a Barclays Business Oversight Compliance Manager for the Private Bank you will support the coverage of the Investments division within Private Bank, with specialism in capital markets products and services covering sales and trading for FX, Equities, Fixed Income and Credit products. It covers execution only and direct access services in all aspects from promotion, distribution, reporting and monitoring. You will be part of an experienced team in an exciting role.

Job Responsibilities:

  • Attending the new demand above and will also support the Investment division in general Compliance tasks and to cover any absence staff
  • Being responsible for the Compliance oversight coverage of the Direct Access and Execution Only platforms and oversight of related risks (Market Abuse, Best Execution, Transaction Reporting)
  • Being responsible for the day to day business oversight compliance responsibilities of the Investments division
  • Supporting the dealing desks and all BX support staff dedicated to dealing/trading and contribute to the delivery of other Compliance tasks related to this coverage area
  • You will be the primary contact for the Direct Access and Execution Only platforms and all BX support staff that deal with capital markets
  • Being the Compliance representative in meetings, forums and committees related to those areas and share responsibility with the Investments Compliance team in the representation of meetings

Job Requirements:

  • Candidates with Legal or Compliance degrees or proven experience in the regulatory advisory area
  • Technical regulatory expertise in MIFIDII, FCA COBs, transaction reporting, EMIR and other markets related regulations
  • Experience in business oversight/ regulatory advisory roles in markets areas under UK financial markets laws and regulation

Job Details:

Company: Barclays

Vacancy Type:  Full Time

Job Location: London, England, UK

Application Deadline: N/A

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